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Head of Compliance
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AC Lion
Salary: Salary + Bonus
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New York, NY, 10017 |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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SENIOR BROKERAGE ATTORNEY
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Not Disclosed
Salary: BASE PLUS BONUS
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Manhattan, NY, 10016 |
19 Nov |
| FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED BROKERAGE ATTORNEY TO BE PART OF THEIR LEGAL DEPARTMENT |
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Corporate Technology Counsel (R5230)
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BarkerGilmore LLC
Salary: Base & Bonus
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New Providence, NJ |
20 Nov |
| Rapidly growing privately held technology company seeks Technology Counsel. |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
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New York, NY, 10022 |
19 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
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New York City, NY |
21 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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Assistant General Counsel
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Capital Market Services,...
Salary: Competitive
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New York City, NY |
20 Nov |
| Responsible for all legal and compliance aspects of the organization, including but not limited to monitoring and managing al... |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
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New York, NY, 10011 |
21 Nov |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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New York, NY |
21 Oct |
| Regional Branch Compliance Manager |
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Branch Office Manager
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Not Disclosed
Salary: 100K
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Jersey City, NJ |
21 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
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Hoboken, NJ |
21 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
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Jersey City, NJ |
21 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
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Not Disclosed
Salary: 100k base
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Jersey City, NJ |
21 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
16 May |
| Compliance officer |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
21 Nov |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
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New York, NY, 10038 |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Private Investment Firm seeking Tax Counsel
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Green Key Resources LLC
Salary: $180K-$400K
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New York, NY, 10016 |
20 Nov |
| Private Investment Firm seeking Tax Counsel
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U.S. Commodities Regulatory Compliance Manager Needed
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Huxley Associates
Salary: Negotiable
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USA-NY-New York City |
19 Nov |
| A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C... |
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Manager, Compliance and Regulation Person Needed in New York
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Huxley Associates
Salary: Negotiable
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USA-NY-New York City |
14 Nov |
| A leading Investment Bank is seeking a Manager for their North American Audit Group for Compliance & Regulation. |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
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New York City, NY |
18 Nov |
| NYC Multi-strategy fund seeking General Counsel |
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New Account/Compliance Specialist
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Not Disclosed
Salary: Hourly Rate
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New York, NY |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salary: $118K +
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New York, NY |
22 Nov |
| AML - Surveillance Manager - Financial Services Company |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
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Manhattan, NY, 10036 |
22 Nov |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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Sigma Global Services
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Legend Global Search, Inc...
Salary: $125 + Bonus - flexible,...
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Franklin Lakes, NJ |
22 Nov |
| Sigma Global Services - Pharmaceutical Company |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
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New York City, NY |
21 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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US Company Secretarial Operations Attorney
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
23 Nov |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
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Supervisory Analyst/Editor- Contract role
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
23 Nov |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
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Hedge Fund/ AML Compliance Officer
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Michael Page
Salary: 75,000 - 125,000
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Manhattan, NY, 10174 |
17 Nov |
| Leading Global Investment Bank is looking to add a mid level compliance officer with 3-5 years of working experience in AML a... |
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Portfolio Compliance Officer/Generalist
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Michael Page
Salary: 95,000 - 150,000
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Manhattan, NY, 10174 |
17 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
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Compliance Manager
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Michael Page
Salary: 120,000-225,000
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Manhattan, NY, 10174 |
17 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Chief Compliance Officer (CCO)
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Not Disclosed
Salary: $150,000 - $250,000
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USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance, the Chief Compliance Officer (CCO) will be responsible for providing Compliance o... |
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